Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-06-27
DE RA APPROVED 2023-08-10
  • TX RA
    APPROVED_RES
    Since 2025-06-27
  • DE RA
    APPROVED
    Since 2023-08-10

Branch Locations

900 Prides Crossing, Newark, DE 19713 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Diamond State Financial Group Newark DE 06/2022 Present
Minnesota Life Insurance Company Saint Paul MN 06/2022 08/2023
Securian Financial Services Saint Paul MN 06/2022 08/2023
Nest Multi-Facility Management Mantua NJ 07/2017 03/2018
National Park School National Park NJ 06/2018 04/2020
Tilly's Deptford NJ 10/2018 06/2020
Steve's Pool Service National Park NJ 06/2020 08/2020
Apollo Pools And Spas Reading PA 05/2021 06/2022
Gateway Regional Middle/High School Woodbury Heights NJ 01/2012 07/2018
Instacart National Park NJ 09/2020 05/2021
Rowan College Of Sj Sewell NJ 09/2018 05/2020
Rowan University Glassboro NJ 09/2020 05/2022
Cetera Wealth Services, Llc Newark DE 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 06/2022 → Present
    Diamond State Financial Group
    Newark, DE
  • 06/2022 → 08/2023
    Minnesota Life Insurance Company
    Saint Paul, MN
  • 06/2022 → 08/2023
    Securian Financial Services
    Saint Paul, MN
  • 07/2017 → 03/2018
    Nest Multi-Facility Management
    Mantua, NJ
  • 06/2018 → 04/2020
    National Park School
    National Park, NJ
  • 10/2018 → 06/2020
    Tilly's
    Deptford, NJ
  • 06/2020 → 08/2020
    Steve's Pool Service
    National Park, NJ
  • 05/2021 → 06/2022
    Apollo Pools And Spas
    Reading, PA
  • 01/2012 → 07/2018
    Gateway Regional Middle/High School
    Woodbury Heights, NJ
  • 09/2020 → 05/2021
    Instacart
    National Park, NJ
  • 09/2018 → 05/2020
    Rowan College Of Sj
    Sewell, NJ
  • 09/2020 → 05/2022
    Rowan University
    Glassboro, NJ
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Newark, DE
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2023-01-04 → 2023-08-10
    Securian Financial Services, Inc.
    Newark, DE
    St. Paul, MN
Other Businesses

10 * Apollo Pools; non investment related; Reading, PA; Employee; 05/2021-ongoing; 0 hrs/mo; 0 hrs/mo trading. 2) DSFG FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/01/2022 ADDRESS: 121 Continental Drive, Suite 110, Newark DE 19713, United States DESCRIPTION: Fixed Insurance Sales 3) NAME OF OTHER BUSINESS: DIAMOND STATE FINANCIAL GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: INSURANCE, SECURITIES AND ADVISORY SERVICES; START DATE: 08/2023; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: SECURITIES AND ADVISORY SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-21
  • S66 Uniform Combined State Law Examination
    2022-10-21

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Newark, DE

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor