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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-06-27 |
| DE | RA | APPROVED | 2023-08-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Diamond State Financial Group | Newark | DE | 06/2022 | Present |
| Minnesota Life Insurance Company | Saint Paul | MN | 06/2022 | 08/2023 |
| Securian Financial Services | Saint Paul | MN | 06/2022 | 08/2023 |
| Nest Multi-Facility Management | Mantua | NJ | 07/2017 | 03/2018 |
| National Park School | National Park | NJ | 06/2018 | 04/2020 |
| Tilly's | Deptford | NJ | 10/2018 | 06/2020 |
| Steve's Pool Service | National Park | NJ | 06/2020 | 08/2020 |
| Apollo Pools And Spas | Reading | PA | 05/2021 | 06/2022 |
| Gateway Regional Middle/High School | Woodbury Heights | NJ | 01/2012 | 07/2018 |
| Instacart | National Park | NJ | 09/2020 | 05/2021 |
| Rowan College Of Sj | Sewell | NJ | 09/2018 | 05/2020 |
| Rowan University | Glassboro | NJ | 09/2020 | 05/2022 |
| Cetera Wealth Services, Llc | Newark | DE | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
10 * Apollo Pools; non investment related; Reading, PA; Employee; 05/2021-ongoing; 0 hrs/mo; 0 hrs/mo trading. 2) DSFG FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/01/2022 ADDRESS: 121 Continental Drive, Suite 110, Newark DE 19713, United States DESCRIPTION: Fixed Insurance Sales 3) NAME OF OTHER BUSINESS: DIAMOND STATE FINANCIAL GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: INSURANCE, SECURITIES AND ADVISORY SERVICES; START DATE: 08/2023; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: SECURITIES AND ADVISORY SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-21 |
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