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Sofia Ballesteros

J.P. Morgan Securities LLC

Ft. Lauderdale, FL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-09-09
TX RA APPROVED 2024-09-06
  • FL RA
    APPROVED
    Since 2024-09-09
  • TX RA
    APPROVED
    Since 2024-09-06

Branch Locations

201 E Las Olas Suite 2400, Ft. Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Fort Lauderdale FL 07/2024 Present
Jpmorgan Chase Bank, N.A. Fort Lauderdale FL 07/2024 Present
Human Capital Group West Palm Beach FL 10/2023 12/2024
Fau Financial Aid Boca Raton FL 01/2021 12/2023
Jpmorgan Chase Bank Palm Beach FL 06/2023 08/2023
Tdr Group Miami FL 03/2022 05/2023
Northwestern Mutual Boca Raton FL 05/2022 02/2023
Florida Atlantic University Boca Raton FL 08/2020 12/2023
Unemployed Medellin 07/2014 07/2020
Sbap Investments Llc Loxahatchee FL 09/2023 12/2025
  • 07/2024 → Present
    J.P. Morgan Securities Llc
    Fort Lauderdale, FL
  • 07/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Fort Lauderdale, FL
  • 10/2023 → 12/2024
    Human Capital Group
    West Palm Beach, FL
  • 01/2021 → 12/2023
    Fau Financial Aid
    Boca Raton, FL
  • 06/2023 → 08/2023
    Jpmorgan Chase Bank
    Palm Beach, FL
  • 03/2022 → 05/2023
    Tdr Group
    Miami, FL
  • 05/2022 → 02/2023
    Northwestern Mutual
    Boca Raton, FL
  • 08/2020 → 12/2023
    Florida Atlantic University
    Boca Raton, FL
  • 07/2014 → 07/2020
    Unemployed
    Medellin
  • 09/2023 → 12/2025
    Sbap Investments Llc
    Loxahatchee, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-06
  • S66 Uniform Combined State Law Examination
    2024-09-06

View on SEC IAPD

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Other Investors

DARRIN ROBERT HALSEY
LINDELL G DOUGLAS
MELINDA CHERISE MEACHAM
MATTHEW DAVID OSBORN
Danny Young
RINALDO DIAZ-FLORES
Konstantin Chrenow
Dorota J Gilbert

Other Offices

KOVACK ADVISORS, INC. · FT. LAUDERDALE, FL
KOVACK ADVISORS, INC. · Fort Lauderdale, FL
KOVACK ADVISORS, INC. · Fort Lauderdal, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Fort Lauderdale, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Fort Lauderdale, FL
FIRST CITIZENS INVESTOR SERVICES, INC. · Ft Lauderdale, FL
J.P. MORGAN SECURITIES LLC · POMPANO BEACH, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Lauderdale, FL

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