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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2017-04-05
  • IN RA
    APPROVED
    Since 2017-04-05

Branch Locations

4215 Edison Lakes Pkwy Ste 200, Mishawaka, IN 46545 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
1St Source Bank South Bend IN 03/2015 02/2017
Brad Stewart Mishawaka IN 03/2017 07/2024
Northwestern Mutual Investment Services Llc Mishawaka IN 03/2017 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 05/2017 08/2024
Smg, Inc. Mishawaka IN 07/2024 Present
Northwestern Mutual Life Insurance Company Milwaukee WI 08/2024 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 08/2024 Present
  • 03/2015 → 02/2017
    1St Source Bank
    South Bend, IN
  • 03/2017 → 07/2024
    Brad Stewart
    Mishawaka, IN
  • 03/2017 → Present
    Mishawaka, IN
  • 05/2017 → 08/2024
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 07/2024 → Present
    Smg, Inc.
    Mishawaka, IN
  • 08/2024 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 08/2024 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
Other Businesses

1. OWNER, SMG LEGACY INC. (WMC COMP AND EA EMPLOYMENT), LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 08/08/2024, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 21-40, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED 2. VICE PRESIDENT, UNITED YOUTH THEATER, 18 ST MARY S COLLEGE, SOUTH BEND, , INDIANA, 46624, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 2/7/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PARTICIPATE IN BOARD DISCUSSIONS AROUND STRATEGIC AND OPERATIONAL INITIATIVES. NON-INVESTMENT RELATED. 2. OWNER, 1857, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 8/8/2024, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 21-40 ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED 3. OWNER, 1888, LLC, LEGAL ENTITY - RECEIVING RISK COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 8/8/2024, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 21-40, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED 4. TREASURER OF THE BOARD, UNITED YOUTH THEATRE, NON-PROFIT, START DATE: 08/27/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, TREASURER, GENERAL BOARD MEMBER. NON-INVESTMENT RELATED. 5. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES, OR INSURANCE BROKERAGE AGENCIES, NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, MEDICARE, ANNUITY, DISABILITY AND/ OR LONG TERM CARE INSURANCE PRODUCTS, NON INVESTMENT RELATED 6. SMG INSURANCE HOLDINGS, LLC, LEGAL ENTITY, START DATE: 8/19/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED. 7. SMG LEGACY OF ILLINOIS INC., LEGAL ENTITY, START DATE: 8/19/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-03
  • S66 Uniform Combined State Law Examination
    2017-04-03
Other Names
  • Ryan Keith Dix

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