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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2023-11-24
  • DE RA
    APPROVED
    Since 2023-11-24

Branch Locations

900 Prides Crossing, Newark, DE 19713 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc St Paul MN 11/2021 06/2022
Minnesota Life Insurance Co St Paul MN 11/2021 06/2022
Diamond State Financial Group Newark DE 11/2021 06/2022
Honda Financial Services Wilmington DE 03/2021 Present
Unemployed Philadelphia PA 12/2020 02/2021
Lmi Philadelphia Philadelphia PA 06/2019 11/2020
University Of Delaware Newark DE 09/2015 06/2019
Starbucks Melville NY 05/2018 09/2018
Securian Financial Services Inc. St. Paul MN 07/2022 08/2023
Diamond State Financial Group Newark DE 07/2022 Present
Cetera Wealth Services, Llc Newark DE 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 11/2023 Present
  • 11/2021 → 06/2022
    Securian Financial Services Inc
    St Paul, MN
  • 11/2021 → 06/2022
    Minnesota Life Insurance Co
    St Paul, MN
  • 11/2021 → 06/2022
    Diamond State Financial Group
    Newark, DE
  • 03/2021 → Present
    Honda Financial Services
    Wilmington, DE
  • 12/2020 → 02/2021
    Unemployed
    Philadelphia, PA
  • 06/2019 → 11/2020
    Lmi Philadelphia
    Philadelphia, PA
  • 09/2015 → 06/2019
    University Of Delaware
    Newark, DE
  • 05/2018 → 09/2018
    Starbucks
    Melville, NY
  • 07/2022 → 08/2023
    Securian Financial Services Inc.
    St. Paul, MN
  • 07/2022 → Present
    Diamond State Financial Group
    Newark, DE
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Newark, DE
  • 11/2023 → Present
    Schaumburg, IL
Other Businesses

DSFG FIXED INSURANCE POSITION: Independent Contractor NATURE: Fixed Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/02/2022 ADDRESS: 121 Continental Drive, Suite 110, Newark DE 19713, United States DESCRIPTION: Fixed Insurance Sales

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-24
  • S66 Uniform Combined State Law Examination
    2022-01-24
Designations

View on SEC IAPD

Other Firms

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