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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-01-06 |
Branch Locations
One Financial Plaza Suite 1200, Ft. Lauderdale, FL 33394 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | Chattanooga | TN | 05/2016 | 10/2018 |
| The Prudential Insurance Company Of America | Plantation | FL | 10/2018 | 01/2022 |
| Pruco Securities, Llc | Plantation | FL | 10/2018 | 01/2022 |
| The Prudential Insurance Company Of America | Plantation | FL | 01/2021 | 01/2022 |
| Pruco Securities Llc | Plantation | FL | 01/2021 | 01/2022 |
| Equitable Advisors | New York | NY | 01/2022 | Present |
ARTHUR LEWIS,4076 OXBOW DR, COCONUT CREEK, FL 33073, AUTHOR OF FICTION NOVEL.8/22/2018, 0 HOURS PER MONTH, RECEIVE ROYALTIES BASED ON BOOK SALES. NON INVESTMENT RELATED. ARTHUR LEWIS AGENCY CORP, BUSINESS CORPORATION, OWNER, ESTABLISHED FOR TAX PURPOSES, 03/01/2022, 0 HRS/MO. -
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-08-03 |
| S63 | Uniform Securities Agent State Law Examination | 2014-09-26 |
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