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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2020-03-06
  • NM RA
    APPROVED
    Since 2020-03-06

Branch Locations

2101 Trinity Drive Suite T, Los Alamos, NM 87544 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 01/2015 02/2020
Raymond James Financial Services, Inc. Los Alamos NM 03/2020 Present
Raymond James Financial Services Advisors, Inc. Los Alamos NM 03/2020 Present
Previous Registrations
Other Businesses

(1)Name of Business: Address: 1454 41st St, Los Alamos, NM, 87544, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/01/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I have hired a personal assistant for home cleaning, cooking, etc. Due to Federal Law for wages in excess of $1800, I must officially "hire" this person as a domestic household employee. This entails Schedule H on my personal federal tax return, and submitting quarterly wage withholding and Unemployment reports to the State of New Mexico. This has nothing to do with RJ or Wiemann Wealth. (2)Name of Business: Wiemann Wealth Address: 2101 Trinity Dr Ste T, Los Alamos, NM, 87544, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 03/05/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Branch Owner, Registered Principal and Financial Advisor

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-06-12
S63 Uniform Securities Agent State Law Examination 2013-07-19
  • S65 Uniform Investment Adviser Law Examination
    2014-06-12
  • S63 Uniform Securities Agent State Law Examination
    2013-07-19
Designations
Other Names
  • Shelly Anne Drees
  • Shelly Anne Tarantello

View on SEC IAPD

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