Best Investors Account Sign in
Current Employers
Thornburg Investment Management Inc

2300 North Ridgetop Road, Santa Fe, NM 87506 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2025-12-03
IL RA APPROVED 2025-12-02
  • NM RA
    APPROVED
    Since 2025-12-03
  • IL RA
    APPROVED
    Since 2025-12-02

Branch Locations

Lake Barrington, IL • United States

2300 North Ridgetop Road, Santa Fe, NM 87506 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Des Moines IA 12/2000 06/2024
Principal Funds Distributor Des Moines IA 01/2016 06/2024
Thornburg Investment Management, Inc. Santa Fe NM 04/2025 Present
Advent Capital New York City NY 06/2024 04/2025
  • 12/2000 → 06/2024
    Principal Life Insurance Company
    Des Moines, IA
  • 01/2016 → 06/2024
    Principal Funds Distributor
    Des Moines, IA
  • 04/2025 → Present
    Santa Fe, NM
  • 06/2024 → 04/2025
    Advent Capital
    New York City, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-01-11
  • S66 Uniform Combined State Law Examination
    2005-01-11

View on SEC IAPD

More in Lake Barrington, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor