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Scott Douglas Covey

Osaic Institutions, Inc.

Rio Rancho, NM

Los Alamos, NM

Santa Fe, NM

Espanola, NM

Santa Fe, NM

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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2023-11-16
  • NM RA
    APPROVED
    Since 2023-11-16

Branch Locations

3634 Rio Rancho Blvd Ne, Rio Rancho, NM 87144 • United States

1000 Trinity Drive, Los Alamos, NM 87544 • United States

3286 Cerrillos Road, Santa Fe, NM 87507 • United States

1720 North Riverside Drive, Espanola, NM 87532 • United States

604 W. San Mateo, Santa Fe, NM 87505 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuna Mutual Group Waverly IA 05/2014 11/2023
Cuna Brokerage Services, Inc Waverly IA 05/2014 11/2023
Lpl Financial Llc Santa Fe NM 05/2022 11/2023
Osaic Institutions, Inc. Meriden CT 11/2023 Present
  • 05/2014 → 11/2023
    Cuna Mutual Group
    Waverly, IA
  • 05/2014 → 11/2023
    Cuna Brokerage Services, Inc
    Waverly, IA
  • 05/2022 → 11/2023
    Lpl Financial Llc
    Santa Fe, NM
  • 11/2023 → Present
    Osaic Institutions, Inc.
    Meriden, CT
Previous Registrations
  • 2022-05-18 → 2023-12-08
    Lpl Financial Llc
    Santa Fe, NM
  • 2014-05-20 → 2022-05-18
    Cuna Brokerage Services, Inc.
    Waverly, IA
    Santa Fe, NM
  • 2012-12-12 → 2014-05-06
    Waddell & Reed
    Santa Fe, NM
    Albuquerque, NM
  • 2006-03-08 → 2012-12-31
    Investment Professionals, Inc.
    Santa Fe, NM
    Santa Fe, NM
    Santa Fe, NM
    Espanola, NM
    Santa Fe, NM
    Santa Fe, NM
    San Antonio, TX
  • 2002-06-17 → 2005-11-17
    Waddell & Reed
    Metairie, LA
Other Businesses

1.) 05-18-2022-Del Norte Investment Services-Investment Related-

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-11-23
  • S66 Uniform Combined State Law Examination
    2005-11-23
Other Names
  • Scott D Covey

View on SEC IAPD

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