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2300 North Ridgetop Road, Santa Fe, NM 87506 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2025-12-10 |
Branch Locations
2300 North Ridgetop Road, Santa Fe, NM 87506 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| T Rowe Price | Baltimore | MD | 02/2020 | 04/2025 |
| Bank Of America | New York | NY | 02/2017 | 06/2019 |
| Unemployed | New York | NY | 07/2019 | 01/2020 |
| Unemployed | New York | NY | 09/2016 | 01/2017 |
| Thornburg Investment Management | Santa Fe | NM | 05/2025 | Present |
Private Artisan Pottery Not Investment Related RR's home makes and sells small batches of pottery as a hobbyist. Potter June 1, 2026 2 hours per week/ zero during business or market hours
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-09-11 |
| S66 | Uniform Combined State Law Examination | 2008-10-24 |
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