Best Investors
Account
Sign in
Best Investors
Account
Sign in
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-03-05 |
| NM | RA | APPROVED | 2013-02-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | Albuquerque | NM | 02/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Albuquerque | NM | 11/2016 | Present |
MOSES ON THE MESA, LLC, NOT INVT RELATED, ALBUQUERQUE, NM, 20% OWNERSHIP, START DATE 8/1/2020, 10 HRS PER MONTH, 0 HRS DURING TRADING, MAKE INTRODUCTIONS OF ACTORS AND PRODUCERS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 1986-07-18 |
Reach out to this advisor