Bruce Howard Galpert

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2023-03-21
TX	RA	APPROVED_RES	2020-01-30
NM	RA	APPROVED	2003-07-24

AZ RA
APPROVED

Since 2023-03-21
TX RA
APPROVED_RES

Since 2020-01-30
NM RA
APPROVED

Since 2003-07-24

Branch Locations

315 Paseo De Peralta, Santa Fe, NM 87501 • United States

18700 N Hayden Rd Ste 525, Scottsdale, AZ 85255 • United States

Scottsdale, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Video Vending	Dallas	TX	02/1980	Present
Wells Fargo Advisors Llc	Santa Fe	NM	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Santa Fe	NM	11/2016	Present

02/1980 → Present

Video Vending

Dallas, TX
05/2009 → 11/2016

Wells Fargo Advisors Llc

Santa Fe, NM
11/2016 → Present

Wells Fargo Clearing Services, Llc

Santa Fe, NM

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-07-10
S63	Uniform Securities Agent State Law Examination	1984-08-27

S65 Uniform Investment Adviser Law Examination

1995-07-10
S63 Uniform Securities Agent State Law Examination

1984-08-27

Other Names

Bruce H Galpert

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews