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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2026-02-13 |
Branch Locations
1021 Paseo Del Pueblo Sur, Taos, NM 87571 • United States
3787 Cerrillos Rd, Santa Fe, NM 87507 • United States
9 W Gutierrez, Santa Fe, NM 87506 • United States
600 W San Mateo Rd, Santa Fe, NM 87505 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Compass Bank | Birmingham | AL | 04/2012 | 06/2021 |
| Bbva Securities Inc. | Albuquerque | NM | 05/2013 | 06/2021 |
| Bbva Compass Insurance Agency, Inc. | Austin | TX | 09/2012 | 06/2021 |
| Bbva Wealth Solutions Inc. | Rio Rancho | NM | 11/2017 | 06/2021 |
| U.S. Bank | Albuquerque | NM | 05/2022 | 07/2026 |
| U.S. Bancorp Investments, Inc. | Albuquerque | NM | 05/2022 | 02/2026 |
| Pnc Bank | Rio Rancho | NM | 06/2021 | 05/2022 |
| U.S. Bancorp Advisors, Llc | Santa Fe | NM | 02/2026 | Present |
Five3 LLC; Investment-related; Rio Rancho, NM; Rental Property; Managing Member; 10/2016; 10 hours/month; 0 hours/trading; Rental Manager.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-11-08 |
| S63 | Uniform Securities Agent State Law Examination | 2012-10-31 |
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