Andrew Weldon Rice

Thornburg Investment Management Inc

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Current Employers

Thornburg Investment Management Inc

2300 North Ridgetop Road, Santa Fe, NM 87506 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2026-03-19
SD	RA	APPROVED	2026-01-13
NM	RA	APPROVED	2008-02-13
OK	RA	APPROVED	2007-07-05
TX	RA	APPROVED	2007-07-04

WA RA
APPROVED

Since 2026-03-19
SD RA
APPROVED

Since 2026-01-13
NM RA
APPROVED

Since 2008-02-13
OK RA
APPROVED

Since 2007-07-05
TX RA
APPROVED

Since 2007-07-04

Branch Locations

2300 North Ridgetop Road, Santa Fe, NM 87506 • United States

5303 Bent Tree Drive, Dallas, TX 75248 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Thornburg Securities Llc	Santa Fe	NM	08/2005	12/2024
Thornburg Investment Management	Santa Fe	NM	01/2025	Present

08/2005 → 12/2024

Thornburg Securities Llc

Santa Fe, NM
01/2025 → Present

Thornburg Investment Management

Santa Fe, NM

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-07-02
S63	Uniform Securities Agent State Law Examination	2000-10-26

S66 Uniform Combined State Law Examination

2007-07-02
S63 Uniform Securities Agent State Law Examination

2000-10-26

View on SEC IAPD

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Other Investors

LAWRENCE ELLIOT SCHWARTZ

ANTONIO CARLOS LOPEZ

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JOHN BARRY GERST

JILL MARIE ENLOE

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · SANTA FE, NM

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SANTA FE, NM

G. ALLEN FINANCIAL INC. · SANTA FE, NM

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SANTA FE, NM

EP WEALTH ADVISORS · Santa Fe, NM

EDWARD JONES · SANTA FE, NM

UBS FINANCIAL SERVICES INC. · SANTA FE, NM

RAYMOND JAMES & ASSOCIATES, INC. · SANTA FE, NM

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