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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2024-08-01
  • NM RA
    APPROVED
    Since 2024-08-01

Branch Locations

2101 Trinity Drive Suite T, Los Alamos, NM 87544 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Los Alamos NM 09/2023 02/2024
Socal Real Estate Group La Jolla CA 03/2020 08/2023
Macy's Valencia CA 11/2022 06/2023
Quartey Enterprises Palo Alto CA 03/2018 03/2020
Unemployed Palo Alto CA 07/2017 02/2018
Embassy Association Services For Employees (Us Embassy, Paris) Paris 10/2014 06/2017
Raymond James Financial Services, Inc. Los Alamos NM 02/2024 Present
Raymond James Financial Services Advisors, Inc Los Alamos NM 07/2024 Present
  • 09/2023 → 02/2024
    Unemployed
    Los Alamos, NM
  • 03/2020 → 08/2023
    Socal Real Estate Group
    La Jolla, CA
  • 11/2022 → 06/2023
    Macy's
    Valencia, CA
  • 03/2018 → 03/2020
    Quartey Enterprises
    Palo Alto, CA
  • 07/2017 → 02/2018
    Unemployed
    Palo Alto, CA
  • 10/2014 → 06/2017
    Embassy Association Services For Employees (Us Embassy, Paris)
    Paris
  • 02/2024 → Present
    Raymond James Financial Services, Inc.
    Los Alamos, NM
  • 07/2024 → Present
    Los Alamos, NM
Other Businesses

(1)Name of Business: Wiemann Wealth Address: 2101 Trinity Dr Ste T, Los Alamos, NM, 87544-4103, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 02/01/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: I am servcicing Financial Advisor. My title is Client Relationship Manager.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-21
  • S66 Uniform Combined State Law Examination
    2024-07-21
Other Names
  • Nancy K Irvine

View on SEC IAPD

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