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12555 Manchester Rd, St. Louis, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2019-09-03 |
| TX | RA | APPROVED | 2019-09-03 |
Branch Locations
555 Oppenheimer Dr Ste 206, Los Alamos, NM 87544 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Farmington | NM | 02/2001 | 10/2017 |
| Wells Fargo Advisors Llc | Farmington | NM | 09/2013 | 11/2016 |
| Wells Fargo Clearing Services Llc | Farmington | NM | 11/2016 | 10/2017 |
| Merrill Lynch Pierce Fenner & Smith Inc | Santa Fe | NM | 08/2017 | 06/2019 |
| Bank Of America Na | Santa Fe | NM | 11/2017 | 06/2019 |
| Edward Jones | St Louis | MO | 08/2019 | Present |
Residential Rental Property Gallup, NM Start date: 9/1/2009 OWNER/LANDLORD Hours per week: 0 Hours during trading: 0 Landlord of residential property responsible for application review, rent collection, maintenance, and legal. RESIDENTIAL RENTAL PROPERTY FARMINGTON, NM Start date: 8/1/2014 OWNER/LANDLORD Hours per week: 0 Hours during trading: 0 Landlord of residential property responsible for application review, rent collection, maintenance, and legal.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-12-06 |
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