Stephen Cassell Miller

Claim This Profile

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-03-16
IN	RA	APPROVED	2010-01-15

TX RA
APPROVED_RES

Since 2026-03-16
IN RA
APPROVED

Since 2010-01-15

Branch Locations

2410 Grape Road Suite 3 Valley Plaza, Mishawaka, IN 46545 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	11/2009	Present

11/2009 → Present

Edward Jones

St Louis, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-01-14

S66 Uniform Combined State Law Examination

2010-01-14

Other Names

Stephen Cassell Miller

View on SEC IAPD

Other Firms

UBS FINANCIAL SERVICES INC.

ROSENTHAL | HENRY CAPITAL ADVISORS, INC.

ROBERT W. BAIRD & CO. INCORPORATED

RAYMOND JAMES & ASSOCIATES, INC.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

SYM FINANCIAL ADVISORS

STATE FARM INVESTMENT MANAGEMENT CORP.

WELLS FARGO CLEARING SERVICES, LLC

Other Investors

BARBARA LYNN WOLFE

DANIEL DOUGLAS ARNOLD

RAYMOND SAMUEL BYERS

JOSEPH FRANK VARGA

CHARLES ADAMS HENRY

JOHN WILLIAM ROSENTHAL

NATHAN WILLIAM RUMELY

KYLE PATRICK EVERETT

Other Offices

UBS FINANCIAL SERVICES INC. · MISHAWAKA, IN

ROSENTHAL | HENRY CAPITAL ADVISORS, INC. · MISHAWAKA, IN

ROBERT W. BAIRD & CO. INCORPORATED · Mishawaka, IN

RAYMOND JAMES & ASSOCIATES, INC. · MISHAWAKA, IN

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · MISHAWAKA, IN

SYM FINANCIAL ADVISORS · Mishawaka, IN

STATE FARM INVESTMENT MANAGEMENT CORP. · Mishawaka, IN

WELLS FARGO CLEARING SERVICES, LLC · MISHAWAKA, IN

More in Mishawaka, IN

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor