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Current Employers
Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

AuthorityCategoryStatusDate
PR RA APPROVED 2016-05-26
  • PR RA
    APPROVED
    Since 2016-05-26

Branch Locations

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

3 Calle 1 Suite 405 Metro Office Park, Guaynabo, PR 00968 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Kovack Securities, Inc. Fort Lauderdale FL 05/2016 Present
Kovack Advisors, Inc Fort Lauderdale FL 05/2016 Present
  • 05/2016 → Present
    Kovack Securities, Inc.
    Fort Lauderdale, FL
  • 05/2016 → Present
    Fort Lauderdale, FL
Previous Registrations
Other Businesses

1) SMART INSURANCE AGENCY - 3 CALLE 1 SUITE 405, METRO OFFICE PARK, GUAYNABO, PR 00968; INSURANCE AGENCY; INVESTMENT RELATED; SALES AGENT; 15% OF TIME SPENT.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-03-07
S63 Uniform Securities Agent State Law Examination 2006-02-14
  • S65 Uniform Investment Adviser Law Examination
    2006-03-07
  • S63 Uniform Securities Agent State Law Examination
    2006-02-14
Other Names
  • Lorenzo A Delgado

View on SEC IAPD

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