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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-29
  • CA RA
    APPROVED
    Since 2023-06-29

Branch Locations

2075/2099 Broadway St, Redwood City, CA 94063 • United States

301 University Ave 2Nd, 3Rd, & 4Th Fls [Nd-Rbo], Palo Alto, CA 94301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Palo Alto CA 06/2010 11/2017
Wells Fargo Clearing Services, Llc Palo Alto CA 03/2014 11/2017
Citibank San Mateo CA 11/2017 08/2018
Jpmorgan Chase Bank, N.A. Cupertino CA 03/2021 01/2022
J.P. Morgan Securities Llc Cupertino CA 03/2021 01/2022
Citigroup Global Markets Inc San Mateo CA 11/2017 08/2018
Surveymonkey San Mateo CA 08/2018 11/2020
Unemployed Cupertino CA 12/2020 02/2021
Tiaa Palo Alto CA 01/2022 04/2023
Tiaa-Cref Individual & Institutional Services, Llc Palo Alto CA 01/2022 04/2023
Wells Fargo Bank, Na Redwood City CA 04/2023 Present
Wells Fargo Clearing Services, Llc Redwood City CA 04/2023 Present
  • 06/2010 → 11/2017
    Wells Fargo Bank, N.A.
    Palo Alto, CA
  • 03/2014 → 11/2017
    Palo Alto, CA
  • 11/2017 → 08/2018
    Citibank
    San Mateo, CA
  • 03/2021 → 01/2022
    Jpmorgan Chase Bank, N.A.
    Cupertino, CA
  • 03/2021 → 01/2022
    J.P. Morgan Securities Llc
    Cupertino, CA
  • 11/2017 → 08/2018
    Citigroup Global Markets Inc
    San Mateo, CA
  • 08/2018 → 11/2020
    Surveymonkey
    San Mateo, CA
  • 12/2020 → 02/2021
    Unemployed
    Cupertino, CA
  • 01/2022 → 04/2023
    Tiaa
    Palo Alto, CA
  • 01/2022 → 04/2023
    Tiaa-Cref Individual & Institutional Services, Llc
    Palo Alto, CA
  • 04/2023 → Present
    Wells Fargo Bank, Na
    Redwood City, CA
  • 04/2023 → Present
    Redwood City, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-29
S63 Uniform Securities Agent State Law Examination 2021-04-12
  • S66 Uniform Combined State Law Examination
    2023-06-29
  • S63 Uniform Securities Agent State Law Examination
    2021-04-12
Other Names
  • Pavan K Ravilisetty

View on SEC IAPD

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