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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-06-29 |
Branch Locations
2075/2099 Broadway St, Redwood City, CA 94063 • United States
301 University Ave 2Nd, 3Rd, & 4Th Fls [Nd-Rbo], Palo Alto, CA 94301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, N.A. | Palo Alto | CA | 06/2010 | 11/2017 |
| Wells Fargo Clearing Services, Llc | Palo Alto | CA | 03/2014 | 11/2017 |
| Citibank | San Mateo | CA | 11/2017 | 08/2018 |
| Jpmorgan Chase Bank, N.A. | Cupertino | CA | 03/2021 | 01/2022 |
| J.P. Morgan Securities Llc | Cupertino | CA | 03/2021 | 01/2022 |
| Citigroup Global Markets Inc | San Mateo | CA | 11/2017 | 08/2018 |
| Surveymonkey | San Mateo | CA | 08/2018 | 11/2020 |
| Unemployed | Cupertino | CA | 12/2020 | 02/2021 |
| Tiaa | Palo Alto | CA | 01/2022 | 04/2023 |
| Tiaa-Cref Individual & Institutional Services, Llc | Palo Alto | CA | 01/2022 | 04/2023 |
| Wells Fargo Bank, Na | Redwood City | CA | 04/2023 | Present |
| Wells Fargo Clearing Services, Llc | Redwood City | CA | 04/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 2021-04-12 |
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