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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2015-04-20 |
Branch Locations
3 Twin Dolphin Dr # 100, Redwood City, CA 94065 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Christopher Andrews | Redwood City | CA | 03/2015 | Present |
| Northwestern Mutual Investment Services Llc | Redwood City | CA | 03/2015 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 08/2015 | Present |
1) OWNER, A CAPELLA HOLDINGS, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 5/1/2026, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 2) OWNER, RIGHT TAIL HOLDINGS, LLC, LEGAL ENTITY, START DATE: 3/9/2026, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-04-17 |
| S65 | Uniform Investment Adviser Law Examination | 2009-06-25 |
| S63 | Uniform Securities Agent State Law Examination | 2009-04-23 |
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