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3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-02-12 |
Branch Locations
555 Veterans Blvd., Suite 100, Redwood City, CA 94063 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors Inc | Redwood City | CA | 02/2009 | 11/2018 |
| Dennis Pettinelli | Redwood City | CA | 08/2007 | 02/2024 |
| Royal Alliance Associates, Inc. | Redwood City | CA | 11/2018 | 02/2024 |
| Lpl Financial | Redwood City | CA | 02/2024 | Present |
| Stratos Wealth Partners, Ltd | Redwood City | CA | 02/2024 | Present |
1- 02/2024 / Pettinelli Financial Partners / DBA for LPL Business (entity for LPL business) / Investment Related 2 - 02/2024 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-02-13 |
| S63 | Uniform Securities Agent State Law Examination | 2009-07-23 |
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