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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-10-11 |
| DE | RA | APPROVED | 2019-09-13 |
Branch Locations
200 Continental Dr Ste 200, Newark, DE 19713-4303 • United States
Wilmington, DE • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alpine Brokerage Services, Llc | Marlton | NJ | 11/2013 | 06/2019 |
| Ameriprise Financial Services, Llc | Wilmington | DE | 05/2019 | Present |
Board of Directors; Association of Fundraising Professionals Brandywine Chapter; Treasurer; 100 W. 10th Street, Suite 106, Wilmington, DE, 19801; Not Investment-Related; 01/01/2024; 1 to 9 hours per month; 0 during trading hours / Epilepsy Foundation of Delaware; Board Member; 527 Stanton Christiana Rd, , Newark, DE, 19713; Not Investment-Related; 10/01/2024; 1 to 9 hours per month; 0 during trading hours / Caeser Rodney Rotary; President; PO Box 1085, , Wilmington, DE, 19899; Not Investment-Related; 07/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours / SOAR: Survivors of Abuse in Recovery, Inc.; Member at large; 405 Foulk Road, , Wilmington, DE, 19803; Not Investment-Related; 08/09/2023; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Point to Point Wealth Planning; I am a financial advisor employee. ; Retail; 5195 W Woodmill Dr, Suite 27, Wilmington, DE, 19808; Investment-Related; 09/03/2019; 40 to 59 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-27 |
| S65 | Uniform Investment Adviser Law Examination | 1996-01-17 |
| S63 | Uniform Securities Agent State Law Examination | 1995-10-02 |
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