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Charles David Stephan

Pfs Investments Inc.

West Seneca, NY

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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-11-24
  • NY RA
    APPROVED
    Since 2025-11-24

Branch Locations

1299 Union Rd Ste B, West Seneca, NY 14224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfs Investments Inc. Duluth GA 02/1994 Present
Primerica Financial Services West Seneca NY 02/1994 Present
  • 02/1994 → Present
    Duluth, GA
  • 02/1994 → Present
    Primerica Financial Services
    West Seneca, NY
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-11-05
S63 Uniform Securities Agent State Law Examination 1994-05-31
  • S65 Uniform Investment Adviser Law Examination
    2025-11-05
  • S63 Uniform Securities Agent State Law Examination
    1994-05-31
Other Names
  • Charles David Stephen

View on SEC IAPD

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