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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-02-05 |
| FL | RA | APPROVED | 2025-02-05 |
Branch Locations
2699 Stirling Road Suite A-200, Ft. Lauderdale, FL 33312 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Advisors | Philadelphia | PA | 12/2007 | 04/2024 |
| Lincoln Financial Distributors | Hartford | CT | 04/2024 | 01/2025 |
| Osaic Wealth, Inc. | Vernon | CT | 02/2025 | Present |
1. ASSOCIATED INVESTMENT SERVICES POSITION: Director of Operations NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/17/2026 ADDRESS: 2699 Stirling Road, Suite A-200, Ft. Lauderdale FL 33312, United States DESCRIPTION: Responsible for overseeing operational strategy and execution for a multi-advisor wealth management practice. Leads process improvement, technology implementation, and cross-department workflow design to improve efficiency, scalability, and client service. Develops staff competency frameworks, performance management systems, and training programs while supporting advisors with operational insights, data analysis, and strategic initiatives that enhance firm growth and client experience. 2. WOMEN IN INSURANCE AND FINANCIAL SERVICES (WIFS) POSITION: Director of Special Projects NATURE: Women in Insurance and Financial Services (WIFS) is a 501(c)(6) non-profit professional association dedicated to attracting, developing, and advancing women in the insurance and financial services industries. INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 10/13/2024 ADDRESS: 2828 N Central Ave., Suite 1100D, Phoenix AZ 85004, United States DESCRIPTION: Chair of the Sales and Marketing committee, Chair of the Editorial Committee, serve as an advisor on the Membership Engagement Committee and Chapters Committee.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-12-02 |
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