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Current Employers
Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2020-02-28
  • PA RA
    APPROVED
    Since 2020-02-28

Branch Locations

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Milton, PA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Sunbury PA 08/2005 10/2019
Private Advisor Group, Llc Sunbury PA 08/2016 10/2019
Kovack Securities, Llc Fort Lauderdale FL 02/2020 Present
Kovack Advisors, Llc Fort Lauderdale FL 02/2020 Present
Unemployed Sunbury PA 10/2019 02/2020
  • 08/2005 → 10/2019
    Lpl Financial, Llc
    Sunbury, PA
  • 08/2016 → 10/2019
    Sunbury, PA
  • 02/2020 → Present
    Kovack Securities, Llc
    Fort Lauderdale, FL
  • 02/2020 → Present
    Kovack Advisors, Llc
    Fort Lauderdale, FL
  • 10/2019 → 02/2020
    Unemployed
    Sunbury, PA
Previous Registrations
Other Businesses

1) DBA-RIVERFRONT FINANCIAL SERVICES- 4305 STATE ROUTE 45, MILTON, PA 17847; INVESTMENT RELATED; INVESTMENTS AND INSURANCE; OWNER/ADVISOR; 95% OF TIME SPENT. 2) LOLLIPOP HOME HEALTHCARE SERVIES DBA HOME HELPERS-535 CHESTNUT STREET, SUNBURY PA 17801; NON-INVESTMENT RELATED; NON-MEDICAL IN HOME HEALTHCARE SERVICES; OWNER; 5% OF TIME SPENT. 3) PINNACLE FMO-7791 BELFORT PARKWAY, JACKSONVILLE, FL 32256; INVESTMENT RELATED; FIXED INSURANCE AND ANNUITIES; AGENT; 1-10 HOURS PER WEEK SPENT. 4) CONSULTING - 4305 STATE ROUTE 45, MILTON, PA 17847; INVESTMENT RELATED; ORGANIZE, REVIEW AND EXPLAIN CURRENT INCOME TAXES, FUTURE RETIREMENT INCOME, BANK AND FINANCIAL STATEMENTS; 1.5% OF TIME SPENT. 5) MARY KAY COSMETICS (NEW ZEALAND) INC. - 4305 SR 45, MILTON, PA 17841; NON-INVESTMENT RELATED; COSMETICS SALES; SALES PERSON; 4 HOURS/MONTH OF TIME SPENT; LESS THAN 1% OF TIME SPENT DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-08-29
S63 Uniform Securities Agent State Law Examination 1993-12-09
  • S65 Uniform Investment Adviser Law Examination
    1997-08-29
  • S63 Uniform Securities Agent State Law Examination
    1993-12-09
Other Names
  • Laura Renee Houenstine
  • Laura Renee Shrawder

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