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Amy Robin Raisman

Janney Montgomery Scott LLC

Ft. Lauderdale, FL

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-11-17
NY RA APPROVED 2021-04-08
SC RA APPROVED 2021-03-10
GA RA APPROVED 2021-03-09
TX RA APPROVED_RES 2021-02-26
FL RA APPROVED 2020-11-30
  • NC RA
    APPROVED
    Since 2022-11-17
  • NY RA
    APPROVED
    Since 2021-04-08
  • SC RA
    APPROVED
    Since 2021-03-10
  • GA RA
    APPROVED
    Since 2021-03-09
  • TX RA
    APPROVED_RES
    Since 2021-02-26
  • FL RA
    APPROVED
    Since 2020-11-30

Branch Locations

200 Sw First Avenue Suite 900, Ft. Lauderdale, FL 33301 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Securities, Llc Ft. Lauderdale FL 03/2016 11/2020
Janney Montgomery Scott Llc Ft. Lauderdale FL 11/2020 Present
Previous Registrations
  • 2016-03-21 → 2020-12-08
    Bb&T Securities, Llc
    Ft Lauderdale, FL
  • 2009-05-13 → 2016-03-17
    Securities America Advisors, Inc.
    Coral Springs, FL
  • 2005-09-20 → 2009-04-03
    Kestra Investment Services, Llc
    Coral Springs, FL
    Coral Springs, FL
  • 2005-02-16 → 2005-09-20
    Commonwealth Financial Network
    Coral Springs, FL
  • 1995-07-20 → 2005-01-11
    Morgan Stanley Dw Inc.
    Plantation, FL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-08-15
  • S63 Uniform Securities Agent State Law Examination
    1995-08-15
Other Names
  • Amy Robin Schnell
  • Amy Robin Raisman
  • Amy Robin Schnell

View on SEC IAPD

Other Firms

KOVACK ADVISORS, INC.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
FIRST CITIZENS INVESTOR SERVICES, INC.
J.P. MORGAN SECURITIES LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
CETERA INVESTMENT ADVISERS LLC
EDWARD JONES
FINANCIAL PLANNING SERVICES, INC.

Other Investors

DARRIN ROBERT HALSEY
LINDELL G DOUGLAS
MELINDA CHERISE MEACHAM
MATTHEW DAVID OSBORN
Danny Young
RINALDO DIAZ-FLORES
Konstantin Chrenow
Dorota J Gilbert

Other Offices

KOVACK ADVISORS, INC. · FT. LAUDERDALE, FL
KOVACK ADVISORS, INC. · Fort Lauderdale, FL
KOVACK ADVISORS, INC. · Fort Lauderdal, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Fort Lauderdale, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Fort Lauderdale, FL
FIRST CITIZENS INVESTOR SERVICES, INC. · Ft Lauderdale, FL
J.P. MORGAN SECURITIES LLC · POMPANO BEACH, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Lauderdale, FL

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