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6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2014-02-04 |
Branch Locations
6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
1560 Sawgrass Corporate Parkway Suite 405, Fort Lauderdale, FL 33323 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kovack Securities, Inc. | Fort Lauderdale | FL | 01/2014 | Present |
| Kovack Advisors, Inc. | Fort Lauderdale | FL | 01/2014 | Present |
1) DBA: ESSENTIAL FINANCIAL AND INSURANCE SERVICES - 1560 Sawgrass Corporate parkwaw, 4th Floor, suite 405, Fort Lauderdale, FL 33323; FIXED INDEX ANNUITIES, FIXED INSURANCE LIFE INSURANCE SOLD AS RECOMMENDATIONS AND PART OF RETIREMENT PLANS TO STATE EMPLOYEES; INVESTMENT RELATED; PRESIDENT/FOUNDER/FINANCIAL ADVISOR; TO EDUCATE & ASSIST STATE EMPLOYEES & FEDERAL EMPLOYEES WITH THEIR RETIREMENT PLANNING; 25% OF TIME SPENT 2) FIXED INSURANCE SALES - 1560 Sawgrass Corporate parkwaw, 4th Floor, suite 405 , Fort Lauderdale, FL 33323; FIXED INSURANCE AND FIXED EQUITY INDEX ANNUITIES; NON INVESTMENT RELATED; FINANCIAL ADVISOR; PLANNING RETIREMENT, SAVINGS, AND WEALTH ACCUMULATION; 20% OF TIME SPENT 3) PROPERTY RENTAL - 2534 GOLF VIEW DRIVE, WESTON, FL 33327; OWNER OF HOME, RECEIVING RENTAL INCOME FROM PROPERTY; PROPERTY OWNER; LANDLORD; NON-INVESTMENT RELATED; 1% OF TIME SPENT. 4) VALLE SOLUTIONS - 1560 SAWGRASS CORPORATE PARKWAY 4TH FLOOR FORT LAUDERDALE, FL 33323; MANAGER/OWNER; MANAGEMENT OF PERSONALLY OWNED REAL ESTATE PROPERTIES; NON-INVESTMENT RELATED; <1% OF TIME SPENT 5) MEDICARE SUPPLEMENT SALES - 1560 SAWGRASS CORPORATE PARKWAY, FL; AGENT; OFFER MEDICARE SUPPLEMENT COVERAGE; NON-INVESTMENT RELATED ACTIVITY; 10% OF TIME SPENT 6) ASSISTANCE OF AN ESTATE DISTRIBUTION - 1560 SAWGRASS CORPORATE PARKWAY, FL; INVESTMENT RELATED; ASSISTING WITH THE FINANCIAL AND DISTRIBUTION FOR MY CLIENT THAT IS THE ADMINISTRATOR OF THE ESTATE; ADVISOR; % OF TIME VARIES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-02-26 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-09 |
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