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Geoffrey Rampola Bernal

Mml Investors Services, LLC

Redwood City, CA

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-03-25
  • CA RA
    APPROVED
    Since 2017-03-25

Branch Locations

555 Twin Dolphin Dr Ste 320, Redwood City, CA 94065 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Foster City CA 01/2015 03/2017
Massachusetts Mutual Life Insurance Company Redwood City CA 07/2016 Present
Mml Investors Services, Llc Redwood City CA 03/2017 Present
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    Foster City, CA
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Redwood City, CA
  • 03/2017 → Present
    Mml Investors Services, Llc
    Redwood City, CA
Previous Registrations
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Foster City, CA
    Foster City, CA
  • 2012-01-06 → 2015-01-02
    New England Securities
    Foster City, CA
  • 2010-06-15 → 2011-12-08
    Ameriprise Financial Services, Llc
    San Jose, CA
  • 2006-01-13 → 2009-05-04
    U.S. Bancorp Investments, Inc.
    Danville, CA
    Walnut Creek, CA
    San Jose, CA
    Cupertino, CA
    San Jose, CA
    San Ramon, CA
    Mountain View, CA
    Campbell, CA
    San Bruno, CA
    Los Altos, CA
    Santa Clara, CA
    Fremont, CA
    San Jose, CA
    Redwood City, CA
    Los Gatos, CA
    Saratoga, CA
    Sunnyvale, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    San Ramon, CA
    Mountain View, CA
    Brisbane, CA
    San Francisco, CA
    Salinas, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-06
S63 Uniform Securities Agent State Law Examination 1993-05-26
  • S66 Uniform Combined State Law Examination
    2006-11-06
  • S63 Uniform Securities Agent State Law Examination
    1993-05-26

View on SEC IAPD

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NEPC, LLC · Redwood City, CA
AINA CLIMATE AI VENTURES, LLC · REDWOOD CITY, CA
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