Michael Martin Baudo

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-07-01

FL RA
APPROVED

Since 2026-07-01

Branch Locations

One Financial Plaza Suite 1200, Ft. Lauderdale, FL 33394 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ing Financial Markets Llc	New York	NY	04/2001	12/2022
Strategic Direction Llc	Cold Springs Harbor	NY	01/2023	06/2026
Equitable Advisors, Llc	New York	NY	06/2026	Present

04/2001 → 12/2022

Ing Financial Markets Llc

New York, NY
01/2023 → 06/2026

Strategic Direction Llc

Cold Springs Harbor, NY
06/2026 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

1. Power of Attorney for mother, appointed 03/18/2025. 2. Trustee for mother, Marianne Baudo 2013 Irrevocable Trust dtd 10/22/2013, appointed 10/22/2013. 3. Strategic Direction II, LLC. 221 SW 1st Ave, Apt 2711, Fort Lauderdale, FL 33301. Owner, Personal LLC for business expenses and pass through income. Start date 06/24/2026. 160hrs/mo. Insurance/Investment related.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-03-11
S63	Uniform Securities Agent State Law Examination	1998-01-13

S66 Uniform Combined State Law Examination

2026-03-11
S63 Uniform Securities Agent State Law Examination

1998-01-13

Other Names

Michael Baudo
Mike Baudo

View on SEC IAPD

Current Employers

Equitable Advisors, Llc

Disclosures

Employment History

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