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Derek Dennis Middleton

Kovack Advisors, Inc.

Ft. Lauderdale, FL

Buchanan, MI

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Current Employers
Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2011-08-15
  • MI RA
    APPROVED
    Since 2011-08-15

Branch Locations

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

14779 Boyle Lake Road, Buchanan, MI 49107 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Kovack Securities, Inc. Ft. Lauderdale FL 07/2011 Present
Kovack Advisors, Inc. Ft. Lauderdale FL 07/2011 Present
  • 07/2011 → Present
    Kovack Securities, Inc.
    Ft. Lauderdale, FL
  • 07/2011 → Present
    Ft. Lauderdale, FL
Previous Registrations
Other Businesses

1) DBA - MIDDLETON FINANCIAL - 14779 BOYLE LAKE ROAD, BUCHANAN, MI 49107; INVESTMENT RELATED; FIANCIAL PLANNING AND INVESTMENT ADVICE; OWNER; 100% OF TIME SPENT. 2) FIXED INSURANCE AND ANNUITIES - 14779 BOYLE LAKE ROAD, BUCHANAN, MI 49107; FIXED INSURANCE SALES; 5% OF TIME SPENT 3) RENTAL PROPERTY - NILES, MI; INVESTMENT RELATED; OWNER; RENTAL PROPERTY FOR MY KIDS; START DATE-12.1.2023; 1 HOUR/MONTH DEVOTED TO OTHER BUSINESS; LESS THAN 1 HOUR/MONTH OF TIME SPENT DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-09-10
  • S63 Uniform Securities Agent State Law Examination
    1992-09-10

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