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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-11-30
CA RA APPROVED 2010-09-28
TX RA APPROVED_RES 2008-10-06
CT RA APPROVED 1994-10-14
  • FL RA
    APPROVED
    Since 2016-11-30
  • CA RA
    APPROVED
    Since 2010-09-28
  • TX RA
    APPROVED_RES
    Since 2008-10-06
  • CT RA
    APPROVED
    Since 1994-10-14

Branch Locations

200 Sw First Avenue Suite 900, Ft. Lauderdale, FL 33301 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Ft. Lauderdale FL 05/1992 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-07-29
  • S63 Uniform Securities Agent State Law Examination
    1992-07-29

View on SEC IAPD

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