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Henry Edwards Tobey

J.P. Morgan Securities LLC

Newark, DE

Boston, MA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2022-12-12
  • DE RA
    APPROVED
    Since 2022-12-12

Branch Locations

500 Stanton Christiana Rd, Newark, DE 19713 • United States

50 Rowes Wharf, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Newark DE 12/2008 Present
Jpmorgan Chase Bank Na Newark DE 03/2007 Present
  • 12/2008 → Present
    Jpmorgan Securities Llc
    Newark, DE
  • 03/2007 → Present
    Jpmorgan Chase Bank Na
    Newark, DE
Previous Registrations
  • 2007-04-20 → 2008-12-31
    Chase Investment Services Corp.
    West Paterson, NJ
    Ledgewood, NJ
  • 2005-10-18 → 2006-06-07
    Morgan Stanley Dw Inc.
    Williamsvlle, NY
    Williamsville, NY
    Batavia, NY
Other Businesses

Entity Name: Self Employed - Henry E Tobey II Investment related: No Address: New Castle, DE Nature of the other business: Music Position/Title/Relationship: Amateur musician Start Date: 02-Jul-2018 Approximate # of hours a month: 8 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Amateur musician performing with other local artists.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-12
  • S66 Uniform Combined State Law Examination
    2022-12-12
Other Names
  • Henry Edwards Tobey
  • Ty Tobey
  • Henry E. Tobey

View on SEC IAPD

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Preston James Knotts

Other Offices

CETERA INVESTMENT ADVISERS LLC · NEWARK, DE
JPL ASSET MANAGEMENT AND PLANNING, LLC · NEWARK, DE
NJM VENCAP LLC · NEWARK, DE
RIVER FAMILY ADVISORS LLC · Newark, DE
EAGLE STRATEGIES LLC · NEWARK, DE
AMERIPRISE FINANCIAL SERVICES, LLC · Newark, DE
MML INVESTORS SERVICES, LLC · NEWARK, DE
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC · Newark, DE

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