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6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2014-10-03 |
Branch Locations
6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
15 Monument Square 2Nd Floor, Portland, ME 04101 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kovack Securities, Inc. | Fort Lauderdale | FL | 10/2014 | Present |
| Kovack Advisors, Inc. | Fort Lauderdale | FL | 10/2014 | Present |
1) DBA - WAYPOINT FINANCIAL - 15 MONUMENT SQUARE, 2ND FLOOR, PORTLAND, ME 04101; INVESTMENT RELATED; FINANCIAL SERVICES & INVESTMENT MANAGEMENT; PRESIDENT; 100% OF TIME SPENT. 2) FIXED INSURANCE SALES - 15 MONUMENT SQUARE, 2ND FLOOR, PORTLAND, ME 04101; FIXED INSURANCE SALES; NON INVESTMENT RELATED; ADVISOR; SELL INSURANCE; 1% OF TIME SPENT 3) NOTARY - 10 BURNHAM WOODS CIRCLE, PORTLAND, ME; NON-INVESTMENT RELATED; NOTARIZE DOCUMENTS; NOTARY; LESS THAN 1% OF TIME SPENT. 4) KNIGHTS OF COLUMBUS - 307 CONGRESS STREET, PORTLAND, ME 04101; START DATE MAY 19, 2026; NON-INVESTMENT RELATED; COMMUNITY CHARITY WORK, RELIGIOUS FELLOWSHIP; TREASURER; OVERSIGHT ON THE FINANCES OF LOCAL COUNCIL AND CHECK WRITING AUTHORITY; 5 HOURS/MONTH DEVOTED TO OTHER BUSINESS; LESS THAN 1 HOUR/MONTH DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-02-08 |
| S63 | Uniform Securities Agent State Law Examination | 1990-07-30 |
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