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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2025-06-13
  • DE RA
    APPROVED
    Since 2025-06-13

Branch Locations

900 Prides Crossing, Newark, DE 19713 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fresh 2 U Wilmington DE 05/2019 08/2019
Salesianum High School Wilmington DE 08/2017 05/2020
Brandywine Springs School Wilmington DE 08/2012 08/2017
Nucar New Castle DE 02/2021 06/2023
Corporation Service Company Wilmington DE 06/2023 12/2023
Key Supply Co. Wilmington DE 04/2020 07/2020
Nucar New Castle DE 12/2023 05/2025
University Of Delaware Newark DE 08/2020 05/2024
Cetera Wealth Services, Llc El Segundo CA 05/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2025 Present
  • 05/2019 → 08/2019
    Fresh 2 U
    Wilmington, DE
  • 08/2017 → 05/2020
    Salesianum High School
    Wilmington, DE
  • 08/2012 → 08/2017
    Brandywine Springs School
    Wilmington, DE
  • 02/2021 → 06/2023
    Nucar
    New Castle, DE
  • 06/2023 → 12/2023
    Corporation Service Company
    Wilmington, DE
  • 04/2020 → 07/2020
    Key Supply Co.
    Wilmington, DE
  • 12/2023 → 05/2025
    Nucar
    New Castle, DE
  • 08/2020 → 05/2024
    University Of Delaware
    Newark, DE
  • 05/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2025 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: DIAMOND STATE FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 5/2025 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: INSURANCE, SECURITIES, AND ADVISORY SERVICES:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-07
  • S66 Uniform Combined State Law Examination
    2025-04-07

View on SEC IAPD

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