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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2023-09-05
TX RA APPROVED_RES 2023-05-02
MI RA APPROVED 2022-12-07
  • IN RA
    APPROVED
    Since 2023-09-05
  • TX RA
    APPROVED_RES
    Since 2023-05-02
  • MI RA
    APPROVED
    Since 2022-12-07

Branch Locations

3555 Park Place West Suite 300, Mishawaka, IN 46545 • United States

4675 32Nd Avenue Suite 2, Hudsonville, MI 49426 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Grand Valley State University Allendale MI 08/2017 05/2021
Focused Tax Solutions Hudsonville MI 01/2019 12/2021
Grasscutters Landscape Caledonia MI 06/2017 08/2018
Calvin Klien Byron Center MI 06/2015 03/2017
Securities America, Inc. Hudsonville MI 09/2020 12/2022
Securities America Advisors Hudsonville MI 05/2021 12/2022
Lpl Financial Llc St. Joseph MI 12/2022 Present
  • 08/2017 → 05/2021
    Grand Valley State University
    Allendale, MI
  • 01/2019 → 12/2021
    Focused Tax Solutions
    Hudsonville, MI
  • 06/2017 → 08/2018
    Grasscutters Landscape
    Caledonia, MI
  • 06/2015 → 03/2017
    Calvin Klien
    Byron Center, MI
  • 09/2020 → 12/2022
    Securities America, Inc.
    Hudsonville, MI
  • 05/2021 → 12/2022
    Securities America Advisors
    Hudsonville, MI
  • 12/2022 → Present
    St. Joseph, MI
Previous Registrations
  • 2021-05-05 → 2022-12-12
    Securities America Advisors, Inc.
    Hudsonville, MI
Other Businesses

1) 12/07/2022- Vision Financial Advisory PC- DBA for LPL Business (entity for LPL business)- inv. related- At Reported Business Location(s) - Start Date 01/01/2019 - 32 Hours Per Month/ During Trading. 2) 12/07/2022- Vision Financial Advisory Corp - DBA for LPL Business (entity for LPL business)- inv. related- At Reported Business Location(s) - Start Date 12/2022 - 0 Hours Per Month/ 6 Hours During Trading. 3) 12/07/2022- VISION TAX PLANNING- Tax Prep/Accounting/CPA - Tax preparer- inv. related- At Reported Business Location(s) - Start Date 1/1/2019- 1 Hour Per Month/ During Trading 4) 08/12/2025 - EDGE GROUP ADVISORS PLLC - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date 12/07/2022 - 2 Hours per Month/ During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-07
  • S66 Uniform Combined State Law Examination
    2019-09-07

View on SEC IAPD

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