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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-11-14
NJ RA APPROVED 2024-11-14
  • GA RA
    APPROVED
    Since 2024-11-14
  • NJ RA
    APPROVED
    Since 2024-11-14

Branch Locations

Kenvil, NJ • United States

1 Woodland Avenue 2Nd Floor, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Paramus NJ 10/2018 11/2024
Fran's Wicker Succasunna NJ 03/2017 09/2018
Household Engineer/Primary Caregiver Ledgewood NJ 07/2016 02/2017
Prudential Insurance Company Of America Paramus NJ 03/2018 Present
Lpl Enterprise, Llc Paramus NJ 11/2024 Present
  • 10/2018 → 11/2024
    Paramus, NJ
  • 03/2017 → 09/2018
    Fran's Wicker
    Succasunna, NJ
  • 07/2016 → 02/2017
    Household Engineer/Primary Caregiver
    Ledgewood, NJ
  • 03/2018 → Present
    Prudential Insurance Company Of America
    Paramus, NJ
  • 11/2024 → Present
    Paramus, NJ
Previous Registrations
Other Businesses

1) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-05-18
S63 Uniform Securities Agent State Law Examination 2019-01-23
  • S65 Uniform Investment Adviser Law Examination
    2020-05-18
  • S63 Uniform Securities Agent State Law Examination
    2019-01-23
Other Names
  • James Gordon Beale
  • James Gordon Beale

View on SEC IAPD

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