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Frank Michael Scozzafava

LPl Enterprise, LLC

Paramus, NJ

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-11-14
  • NJ RA
    APPROVED
    Since 2024-11-14

Branch Locations

1 Woodland Avenue 2Nd Floor, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Paramus NJ 01/1993 11/2024
Prudential Insurance Company Of America Paramus NJ 03/1993 Present
Lpl Enterprise, Llc Paramus NJ 11/2024 Present
Previous Registrations
Other Businesses

1) 09/26/2024- International Planning Alliance- Disability products- Non-Variable Insurance- INV Related- Paramus, NJ- Start Date 03/23/1993- 1hrs/mth- 1hrs during trading 2) 09/26/2024- AFM insurance and Financial Consultants- Health Insurance sales- Non-Variable Insurance- INV Related- Paramus, NJ- Start Date 03/23/1993- 20hrs/mth- 20hrs during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-06-18
S63 Uniform Securities Agent State Law Examination 1992-10-23
  • S65 Uniform Investment Adviser Law Examination
    1998-06-18
  • S63 Uniform Securities Agent State Law Examination
    1992-10-23

View on SEC IAPD

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