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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-03-19 |
| NY | RA | APPROVED | 2024-11-14 |
Branch Locations
1 Woodland Avenue 2Nd Floor, Paramus, NJ 07652 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Ny | NY | 03/1984 | 11/2024 |
| Prudential Insurance Company Of America | New York | NY | 03/1984 | Present |
| Lpl Enterprise, Llc | White Plains | NY | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-07-08 |
| S63 | Uniform Securities Agent State Law Examination | 1984-11-12 |
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