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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-11-12 |
| TX | RA | APPROVED | 2013-09-13 |
| NJ | RA | APPROVED | 2012-10-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Paramus | NJ | 10/2012 | Present |
| Jpmorgan Chase Bank, N.A. | Paramus | NJ | 05/1999 | Present |
Entity Name: Fort Lee Fire Department Investment related: No Address: 146 Main Street Fort Lee, NJ 07024 fortleenj.org Nature of the other business: AI Position/ Title/ Relationship: Employee Start Date: Nov 19, 2023 Approximate # of hours a month: 0 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I am looking to assist as an unpaid volunteer fire fighter for the town I live in.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-08-10 |
| S63 | Uniform Securities Agent State Law Examination | 1991-12-02 |
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