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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2019-07-15 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Miller & Ramos Llc | New York | NY | 06/2012 | 12/2018 |
| Axa Advisors | New York | NY | 09/2011 | 08/2017 |
| Gwn Securities, Inc. | Iselin | NJ | 08/2017 | 06/2019 |
| Jp Morgan Securities, Llc | Paramus | NJ | 06/2019 | Present |
| Jp Morgan Chase Bank, N.A. | Paramus | NJ | 06/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-06-06 |
| S63 | Uniform Securities Agent State Law Examination | 2011-08-26 |
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