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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-11-14
TX RA APPROVED 2024-11-14
  • NJ RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED
    Since 2024-11-14

Branch Locations

11 Sunflower Avenue Suite 2000, Paramus, NJ 07652 • United States

1 Woodland Avenue 2Nd Floor, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Paramus NJ 12/2014 11/2024
Prudential Insurance Company Of America Paramus NJ 12/2014 Present
Lpl Enterprise, Llc Paramus NJ 11/2024 Present
Previous Registrations
Other Businesses

1) 09/30/24- Referral Income- Other members in the Chapter as well as people they know.- INV Related- At Paramus, NJ- Start date 07/03/2023- 20 HRS MTH- 10 HRS During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-03-21
S63 Uniform Securities Agent State Law Examination 2014-10-27
  • S65 Uniform Investment Adviser Law Examination
    2017-03-21
  • S63 Uniform Securities Agent State Law Examination
    2014-10-27

View on SEC IAPD

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