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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
River Edge, NJ • United States
1 Woodland Avenue 2Nd Floor, Paramus, NJ 07652 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Paramus | NJ | 03/2011 | 11/2024 |
| Prudential Insurance Company Of America | Paramus | NJ | 03/2011 | Present |
| Lpl Enterprise, Llc | Paramus | NJ | 11/2024 | Present |
1. 11/14/2024 - Jewelers Mutual Group - Property and Casualty - Paramus, Nj - INV REL - Start Date 09/10/2024 - 5hrs/mth 2. 06/24/2025 - Heart Business Financial - DBA for LPL Business (entity for LPL business) - Paramus, NJ - INV REL - Start Date 07/01/2025 - 120hrs/mth - 100hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-04-26 |
| S63 | Uniform Securities Agent State Law Examination | 2011-04-25 |
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