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Michael Angelo Rosero

LPl Enterprise, LLC

Paramus, NJ

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-11-14
  • NJ RA
    APPROVED
    Since 2024-11-14

Branch Locations

1 Woodland Avenue 2Nd Floor, Paramus, NJ 07652 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities, Llc Oradell NJ 10/2012 11/2022
Neira Elite Commercial Cleaning, Llc Secaucus NJ 02/2019 12/2022
Key Client Fiduciary Advisors, Llc Secaucus NJ 11/2022 01/2024
Pruco Securities, Llc Paramus NJ 01/2024 11/2024
The Prudential Insurance Co. Of America Paramus NJ 01/2024 Present
Lpl Enterprise, Llc Paramus NJ 11/2024 Present
  • 10/2012 → 11/2022
    Jpmorgan Securities, Llc
    Oradell, NJ
  • 02/2019 → 12/2022
    Neira Elite Commercial Cleaning, Llc
    Secaucus, NJ
  • 11/2022 → 01/2024
    Key Client Fiduciary Advisors, Llc
    Secaucus, NJ
  • 01/2024 → 11/2024
    Pruco Securities, Llc
    Paramus, NJ
  • 01/2024 → Present
    The Prudential Insurance Co. Of America
    Paramus, NJ
  • 11/2024 → Present
    Lpl Enterprise, Llc
    Paramus, NJ
Previous Registrations
  • 2024-01-16 → 2024-11-14
    Pruco Securities, Llc.
    Paramus, NJ
  • 2022-11-16 → 2024-01-08
    Key Client Fiduciary Advisors, Llc
    Fairfield, NJ
    Secaucus, NJ
  • 2012-12-13 → 2022-11-03
    J.P. Morgan Securities Llc
    Paramus, NJ
    Paramus, NJ
    Oradell, NJ
    Maywood, NJ
    Paramus, NJ
  • 2011-02-04 → 2012-11-21
    Walnut Street Securities, Inc.
    Secaucus, NJ
    New York, NY
  • 2006-01-13 → 2011-01-31
    New England Securities
    Somerset, NJ
    Iselin, NJ
    St. Louis, MO
    Iselin, NJ
    Iselin, NJ
  • 2006-03-03 → 2011-01-31
    Tower Square Securities, Inc.
    Iselin, NJ
    St Louis, MO
    Somerset, NJ
    Iselin, NJ
    Iselin, NJ
  • 2006-01-13 → 2011-01-31
    Msi Financial Services, Inc.
    Somerset, NJ
    Iselin, NJ
    St. Louis, MO
    Iselin, NJ
    Iselin, NJ
  • 2006-01-13 → 2011-01-31
    Walnut Street Securities, Inc.
    Somerset, NJ
    Somerset, NJ
    Somerset, NJ
    Iselin, NJ
    St. Louis, MO
    Iselin, NJ
    Iselin, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-02-11
S63 Uniform Securities Agent State Law Examination 2000-11-09
  • S65 Uniform Investment Adviser Law Examination
    2005-02-11
  • S63 Uniform Securities Agent State Law Examination
    2000-11-09
Other Names
  • Miguel Angelo Rosero
  • Michael Angelo Rosero
  • Michael Angelo Rosero

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
STEWARD PARTNERS INVESTMENT ADVISORY, LLC
SANCTUARY ADVISORS, LLC

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JEREMY DAVID BROWER
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Other Offices

J.P. MORGAN SECURITIES LLC · Paramus, NJ
J.P. MORGAN SECURITIES LLC · Paramus, NJ
J.P. MORGAN SECURITIES LLC · Paramus, NJ
WELLS FARGO CLEARING SERVICES, LLC · PARAMUS, NJ
WELLS FARGO CLEARING SERVICES, LLC · PARAMUS, NJ
LPL FINANCIAL LLC · PARAMUS, NJ
WELLS FARGO CLEARING SERVICES, LLC · PARAMUS, NJ
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PARAMUS, NJ

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