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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-05-29
  • NJ RA
    APPROVED
    Since 2025-05-29

Branch Locations

1 Woodland Avenue 2Nd Floor, Paramus, NJ 07652 • United States

Pottersville, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Disability Pottersville NJ 10/2023 03/2025
Jpmorgan Chase & Co. New York NY 07/2020 10/2023
Prudential Insurance Co. Newark NJ 07/2012 06/2020
E2Pm Rockaway NJ 03/2025 Present
Lpl Enterprise Llc Paramus NJ 03/2025 Present
  • 10/2023 → 03/2025
    Disability
    Pottersville, NJ
  • 07/2020 → 10/2023
    Jpmorgan Chase & Co.
    New York, NY
  • 07/2012 → 06/2020
    Prudential Insurance Co.
    Newark, NJ
  • 03/2025 → Present
    E2Pm
    Rockaway, NJ
  • 03/2025 → Present
    Paramus, NJ
Other Businesses

1. 03/25/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - Pottersville, NJ - Start Date 03/24/2025 - 160hrs/MTH 2. 03/25/2025 - N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv Related - Pottersville, NJ - Start Date 03/24/2025 - 160hrs/MTH 3. 03/25/2025 - E2 Project Management LLC - Outside/W-2 Employment - Non Inv Related - Rockaway, NJ - Start Date 03/10/2025 - 100hrs/MTH

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-29
  • S66 Uniform Combined State Law Examination
    2025-05-29

View on SEC IAPD

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