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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-11-14 |
Branch Locations
Livingston, NJ • United States
1 Woodland Avenue 2Nd Floor, Paramus, NJ 07652 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Paramus | NJ | 02/2006 | 11/2024 |
| Prudential Insurance Company Of America | Paramus | NJ | 02/2006 | Present |
| Lpl Enterprise, Llc | Paramus | NJ | 11/2024 | Present |
1) 11/14/2024 - Estate of Frederick Friedman Sr - POA for immediate family - Act in a Fiduciary Capacity - Inv Related - At Livingston, NJ - Start Date 08/16/2024 - 5hrs/mth - 5hrs/mth During Trading 2)02/25/2025-Non-Variable Insurance/Insurance Agency-Employee Benefits Broker-Inv Related-At Paramus, NJ-Start date 02/08/2008-10hrs/mth-10hrs/mth during trading 3) 02/25/2025-Property and Casualty-Agent-At Paramus, NJ-Start date 02/25/2025-5hrs/mth-5hrs/mth during trading 4) 07/08/2025 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv related - At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-04-05 |
| S63 | Uniform Securities Agent State Law Examination | 2006-03-03 |
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