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Employer firm

Jeffrey Matthews Wealth Management, LLC CRD 155392

$162M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Jeffrey Matthews Wealth Management, Llc

30B Vreeland Road Suite 210, Florham Park, NJ 07932 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2026-05-28
TX RA APPROVED 2026-05-28
  • AL RA
    APPROVED
    Since 2026-05-28
  • TX RA
    APPROVED
    Since 2026-05-28

Branch Locations

30B Vreeland Road Suite 210, Florham Park, NJ 07932 • United States

1555 University Boulevard South Suite 200, Mobile, AL 36609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jeffrey Matthews Financial Group Florham Park NJ 03/2026 Present
Self- Employed Mobile AL 01/2025 03/2026
Principal Life Insurance Company Mobile AL 01/2014 12/2019
Principal Securities Inc Mobile AL 03/2016 12/2024
  • 03/2026 → Present
    Jeffrey Matthews Financial Group
    Florham Park, NJ
  • 01/2025 → 03/2026
    Self- Employed
    Mobile, AL
  • 01/2014 → 12/2019
    Principal Life Insurance Company
    Mobile, AL
  • 03/2016 → 12/2024
    Mobile, AL
Previous Registrations
  • 2014-01-13 → 2024-12-31
    Mobile, AL
    Birmingham, AL
    Mobile, AL
  • 2007-05-10 → 2014-01-09
    Waddell & Reed
    Tallahassee, FL
    Mobile, AL
Other Businesses

**SOUTHERN BUSINESS CONSULTANTS; OWNER, REHAB HOUSES; 08/25/14 **OUTSIDE INSURANCE; SELLING FIXED LIFE INSURANCE PRODUCTS THROUGH VARIOUS CARRIERS; GROUP BENEFITS, HEALTH, 5/7/15. **Fixed insurance, Life, Annuities, DI, LTC, Health, Group Benefits, 12/11/15. **Business Networking International, 7125 Hitt Rd, Mobile, Al 36695, Chapter President, 10/01/17, Investment Related: N, Hours Per Month: 8. **Licensed Professional Counselor Supervisor, 1504 Eslava St, Mobile AL 36604, Supervising counselor providing supervising to Associate Licensed Counselors during 2-year training period, 10/01/17, Investment Related: N, Hours Per Month: 8. **The Racquet Club Condominium Owners Association Inc; Not Investment Related; Birmingham, AL; Board Member; Secretary on the HOA board of directors of personal condominium. Taking notes/minutes at meetings and archiving all business records. No access to funds, compensation, or check writing.; Start Date: 01/01/2021; 10 hrs per month; 0 during trading hours. **BE THE CHANGE GULF COAST POSITION: Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 06/15/2024 ADDRESS: 1861 Repoll Road, Mobile AL 36695, United States DESCRIPTION: I will be a Board Member of a non-profit organization that assists those in need in our community. I will be required to attend board meetings and work with the board to support the agency. I have no check writing privileges nor any access to funds. Dually Registered Representative/ Investment Advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-05-09
  • S66 Uniform Combined State Law Examination
    2007-05-09
Other Names
  • Darrell Manning
  • Darrell Randolph Manning
  • Daryl Randolph Manning

View on SEC IAPD

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