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Current Employers
Jeffrey Matthews Wealth Management, Llc

30B Vreeland Road Suite 210, Florham Park, NJ 07932 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-03-29
NY RA APPROVED 2022-03-28
NC RA APPROVED 2022-03-22
NJ RA APPROVED 2022-03-15
  • FL RA
    APPROVED
    Since 2022-03-29
  • NY RA
    APPROVED
    Since 2022-03-28
  • NC RA
    APPROVED
    Since 2022-03-22
  • NJ RA
    APPROVED
    Since 2022-03-15

Branch Locations

30B Vreeland Road Suite 210, Florham Park, NJ 07932 • United States

30B Vreeland Rd Suite 210, Florham Park, NJ 07932 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Florham Park NJ 03/2008 03/2022
Jeffrey Matthews Financial Group, Llc Florham Park NJ 04/2022 Present
Jeffrey Matthews Wealth Management, Llc Florham Park NJ 04/2022 Present
Previous Registrations
Other Businesses

I have now acquired a 5% ownership interest in my mother's former business through her estate titled: Mullen Farms LP located in Iowa City, IA 52244. I am a licensed Insurance Agent. I am a dually registered representative with Jeffrey Matthews Financial Group, LLC and an Investment Advisory Representative with Jeffrey Matthews Wealth Management, LLC.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-06-28
S63 Uniform Securities Agent State Law Examination 1990-03-14
  • S65 Uniform Investment Adviser Law Examination
    2000-06-28
  • S63 Uniform Securities Agent State Law Examination
    1990-03-14
Other Names
  • David Musell

View on SEC IAPD

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