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Joseph Moosa

Janney Montgomery Scott LLC

Ft. Lauderdale, FL

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-07-03
TX RA APPROVED 2019-01-29
PA RA APPROVED 2019-01-28
  • FL RA
    APPROVED
    Since 2024-07-03
  • TX RA
    APPROVED
    Since 2019-01-29
  • PA RA
    APPROVED
    Since 2019-01-28

Branch Locations

200 Sw First Avenue Suite 900, Ft. Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nexus Insurance Brokers Dubai 12/2014 07/2018
Unemployed Pittsburgh PA 08/2018 08/2018
Janney Montgomery Scott Pittsburgh PA 09/2018 11/2021
Janney Montgomery Scott Llc Pittsburgh PA 11/2021 06/2024
Janney Montgomery Scott Llc Ft Lauderdale FL 06/2024 Present
  • 12/2014 → 07/2018
    Nexus Insurance Brokers
    Dubai
  • 08/2018 → 08/2018
    Unemployed
    Pittsburgh, PA
  • 09/2018 → 11/2021
    Janney Montgomery Scott
    Pittsburgh, PA
  • 11/2021 → 06/2024
    Janney Montgomery Scott Llc
    Pittsburgh, PA
  • 06/2024 → Present
    Janney Montgomery Scott Llc
    Ft Lauderdale, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-01-25
  • S66 Uniform Combined State Law Examination
    2019-01-25

View on SEC IAPD

Other Firms

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
FIRST CITIZENS INVESTOR SERVICES, INC.
J.P. MORGAN SECURITIES LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
CETERA INVESTMENT ADVISERS LLC
EDWARD JONES
FINANCIAL PLANNING SERVICES, INC.

Other Investors

DARRIN ROBERT HALSEY
LINDELL G DOUGLAS
MELINDA CHERISE MEACHAM
MATTHEW DAVID OSBORN
Danny Young
RINALDO DIAZ-FLORES
Konstantin Chrenow
Dorota J Gilbert

Other Offices

KOVACK ADVISORS, INC. · FT. LAUDERDALE, FL
KOVACK ADVISORS, INC. · Fort Lauderdale, FL
KOVACK ADVISORS, INC. · Fort Lauderdal, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Fort Lauderdale, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Fort Lauderdale, FL
FIRST CITIZENS INVESTOR SERVICES, INC. · Ft Lauderdale, FL
J.P. MORGAN SECURITIES LLC · POMPANO BEACH, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Lauderdale, FL

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