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3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
Branch Locations
555 Veterans Blvd., Suite 100, Redwood City, CA 94063 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pettinelli Financial Partners | Redwood City | CA | 06/2021 | Present |
| Northern Star Mills | Chico | CA | 09/2020 | 05/2021 |
| Pettinelli Financial Partners | Redwood City | CA | 12/2018 | 01/2019 |
| Pettinelli Financial Partners | Redwood City | CA | 06/2019 | 08/2019 |
| Pettinelli Financial Partners | Redwood City | CA | 06/2018 | 08/2018 |
| Royal Alliance Associates, Inc. | Redwood City | CA | 01/2022 | 02/2024 |
| Chico State | Chico | CA | 07/2017 | 05/2021 |
| Carlmont High School | Belmont | CA | 07/2013 | 06/2017 |
| Lpl Financial Llc | Redwood City | CA | 02/2024 | Present |
| Stratos Wealth Partners, Ltd | Redwood City | CA | 02/2024 | Present |
1) 01/31/2024 - Pettinelli Financial Partners - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 2) 01/31/2024 - Stratos Wealth Partners - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 3) 2/12/2024 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 4) 02/14/2024 - Stratos Wealth Partners - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - Registered Admin - Started: 12/8/2023 - 160 Hrs/Mo; 8 Hrs During Trading - I provide administrative support to Stratos Wealth Partners, an independent investment advisor firm. I started this business activity in 12/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm?s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 02/14/2024 - Stratos Wealth Partners - Inv Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Registered Admin - Started: 12/8/2023 - 160 Hrs/Mo; 8 Hrs During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-06-10 |
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