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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2023-08-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Diamond State Financial Group | Newark | DE | 06/2021 | Present |
| Securian Financial Services Inc | Saint Paul | MN | 06/2021 | 08/2023 |
| Minnesota Life Insurance Company | Saint Paul | MN | 06/2021 | 08/2023 |
| Joann Fabric | Valencia | CA | 06/2019 | 07/2019 |
| Sears | Dover | DE | 07/2015 | 03/2017 |
| Saint Thomas More Academy | Magnolia | DE | 08/2013 | 06/2017 |
| University Of Delaware | Newark | DE | 08/2017 | 06/2021 |
| Delaware Turf | Milford | DE | 03/2018 | 08/2018 |
| Delatel Llc | Newark | DE | 07/2020 | 09/2020 |
| Cetera Wealth Services, Llc | Newark | DE | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
1. DSFG FIXED INSURANCE POSITION: Independent Contractor NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/01/2021 ADDRESS: 121 Continental Drive, Suite 110, Newark DE 19713, United States DESCRIPTION: Fixed Insurance; 2. NAME OF OTHER BUSINESS: DIAMOND STATE FINANCIAL GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: INSURANCE, SECURITIES, AND ADVISORY SERVICES, START DATE: 8/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: SECURITIES AND ADVISORY SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-04 |
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