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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2023-08-10
  • DE RA
    APPROVED
    Since 2023-08-10

Branch Locations

900 Prides Crossing, Newark, DE 19713 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Diamond State Financial Group Newark DE 06/2021 Present
Securian Financial Services Inc Saint Paul MN 06/2021 08/2023
Minnesota Life Insurance Company Saint Paul MN 06/2021 08/2023
Joann Fabric Valencia CA 06/2019 07/2019
Sears Dover DE 07/2015 03/2017
Saint Thomas More Academy Magnolia DE 08/2013 06/2017
University Of Delaware Newark DE 08/2017 06/2021
Delaware Turf Milford DE 03/2018 08/2018
Delatel Llc Newark DE 07/2020 09/2020
Cetera Wealth Services, Llc Newark DE 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 06/2021 → Present
    Diamond State Financial Group
    Newark, DE
  • 06/2021 → 08/2023
    Securian Financial Services Inc
    Saint Paul, MN
  • 06/2021 → 08/2023
    Minnesota Life Insurance Company
    Saint Paul, MN
  • 06/2019 → 07/2019
    Joann Fabric
    Valencia, CA
  • 07/2015 → 03/2017
    Sears
    Dover, DE
  • 08/2013 → 06/2017
    Saint Thomas More Academy
    Magnolia, DE
  • 08/2017 → 06/2021
    University Of Delaware
    Newark, DE
  • 03/2018 → 08/2018
    Delaware Turf
    Milford, DE
  • 07/2020 → 09/2020
    Delatel Llc
    Newark, DE
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Newark, DE
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2021-11-02 → 2023-08-10
    Securian Financial Services, Inc.
    Newark, DE
    St. Paul, MN
Other Businesses

1. DSFG FIXED INSURANCE POSITION: Independent Contractor NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/01/2021 ADDRESS: 121 Continental Drive, Suite 110, Newark DE 19713, United States DESCRIPTION: Fixed Insurance; 2. NAME OF OTHER BUSINESS: DIAMOND STATE FINANCIAL GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: INSURANCE, SECURITIES, AND ADVISORY SERVICES, START DATE: 8/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: SECURITIES AND ADVISORY SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-04
  • S66 Uniform Combined State Law Examination
    2021-10-04
Designations
Other Names
  • Eric Joseph Oneill

View on SEC IAPD

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