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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2023-08-10
TX RA APPROVED 2023-08-10
  • DE RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED
    Since 2023-08-10

Branch Locations

900 Prides Crossing, Newark, DE 19713 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc St Paul MN 07/2021 08/2023
Minnesota Life Insurance Co St Paul MN 06/2021 07/2021
Diamond State Financial Group Newark DE 07/2021 Present
Morrison Homes Llc Thornton PA 06/2017 05/2021
Salesianum School Wilmington DE 09/2013 05/2017
University Of Delaware Newark DE 08/2017 05/2021
Minnesota Life Insurance Co Saint Paul MN 07/2021 08/2023
Cetera Wealth Services, Llc Newark DE 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 07/2021 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 06/2021 → 07/2021
    Minnesota Life Insurance Co
    St Paul, MN
  • 07/2021 → Present
    Diamond State Financial Group
    Newark, DE
  • 06/2017 → 05/2021
    Morrison Homes Llc
    Thornton, PA
  • 09/2013 → 05/2017
    Salesianum School
    Wilmington, DE
  • 08/2017 → 05/2021
    University Of Delaware
    Newark, DE
  • 07/2021 → 08/2023
    Minnesota Life Insurance Co
    Saint Paul, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Newark, DE
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2021-09-13 → 2023-08-10
    Securian Financial Services, Inc.
    Newark, DE
    St. Paul, MN
Other Businesses

DSFG FIXED INSURANCE POSITION: Independent Contractor NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/29/2021 ADDRESS: 121 Continental Dr, Suite 110, Newark DE 19713, United States DESCRIPTION: Fixed insurance ALUMNI ADVISORY BOARD MEMBER - SIGMA CHI UNIVERSITY OF DELAWARE POSITION: Advisory Board NATURE: Volunteer/Community Outreach INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 10/17/2021 ADDRESS: 1714 Hinman Ave, Evanston IL 60201, United States DESCRIPTION: Alumni Advisory Board Member for Sigma Chi Fraternity Delaware Chapter. NAME OF OTHER BUSINESS: DIAMOND STATE FINANCIAL GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: INSURANCE, SECURITIES, AND ADVISORY SERVICES, START DATE: 8/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: SECURITIES AND ADVISORY SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-25
  • S66 Uniform Combined State Law Examination
    2021-08-25

View on SEC IAPD

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